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VOLUME I 0001 Title Page 0001 Table of Contents 0002 Preamble 0003 0000 PART ONE: GENERAL PART 0101 0000 Chapter One: Objectives 0101 0000 Article 101: Establishment of the Free Trade Area 0101 Article 102: Objectives 0101 Article 103: Relation to Other Agreements 0101 Article 104: Relation to Environmental and 0101 Conservation Agreements 0101 Article 105: Extent of Obligations 0101 0000 ANNEX 104.1: Bilateral and Other Environmental and 0101 Conservation Agreements 0101 0000 Chapter Two: General Definitions 0102 0000 Article 201: Definitions of General Application 0102 0000 ANNEX 201.1: Country-Specific Definitions 0102 0000 PART TWO: TRADE IN GOODS 0201 0000 Chapter Three: National Treatment and Market Access for 0201 Goods 0201 0000 Article 300: Scope and Coverage 0201 0000 Section A - National Treatment 0201 Article 301: National Treatment 0201 0000 Section B - Tariffs 0201 Article 302: Tariff Elimination 0201 Article 303: Restriction on Drawback and Duty 0201 Deferral Programs 0201 Article 304: Waiver of Customs Duties 0201 Article 305: Temporary Admission of Goods 0201 Article 306: Duty-Free Entry of Certain Commercial 0201 Samples and Printed Advertising 0201 Materials 0201 Article 307: Goods Re-Entered After Repair or 0201 Alteration 0201 Article 308: Most-Favored-Nation Rates of Duty on 0201 Certain Goods 0201 0000 Section C - Non-Tariff Measures 0201 Article 309: Import and Export Restrictions 0201 Article 310: Customs User Fees 0201 Article 311: Country of Origin Marking 0201 Article 312: Wine and Distilled Spirits 0201 Article 313: Distinctive Products 0201 Article 314: Export Taxes 0201 Article 315: Other Export Measures 0201 0000 Section D - Consultations 0201 Article 316: Consultations and Committee on Trade 0201 in Goods 0201 Article 317: Third-Country Dumping 0201 0000 Section E - Definitions 0201 Article 318: Definitions 0201 0000 ANNEX 301.3: Exceptions to Articles 301 and 309 0201 Section A - Canadian Measures 0201 Section B - Mexican Measures 0201 Section C - U.S. Measures 0201 0000 ANNEX 302.2: Tariff Elimination 0201 (SCHEDULES TO BE ATTACHED) 0201 0000 ANNEX 303.6: Goods Not Subject to Article 303 0201 0000 ANNEX 303.7: Effective Dates for the Application of 0201 Article 303 0201 Section A - Canada 0201 Section B - Mexico 0201 Section C - United States 0201 0000 ANNEX 303.8: Exception to Article 303(8) for Certain 0201 Color Cathode-Ray Television Tubes 0201 - Mexico 0201 0000 ANNEX 304.1: Exceptions for Existing Waiver Measures 0201 0000 ANNEX 304.2: Continuation of Existing Waivers of 0201 Customs Duties 0201 0000 ANNEX 307.1: Goods Re-Entered after Repair or 0201 Alteration 0201 Section A - Canada 0201 Section B - Mexico 0201 Section C - United States 0201 Section D - List of Goods 0201 0000 ANNEX 307.3: Repair and Rebuilding of Vessels 0201 - United States 0201 0000 ANNEX 308.1: Most-Favored-Nation Rates of Duty on 0201 Certain Automatic Data Processing 0201 Goods and Their Parts 0201 Section A - General Provisions 0201 Section B - Rates of Duty and Schedule for 0201 Reductions 0201 0000 ANNEX 308.2: Most-Favored-Nation Rates of Duty on 0201 Certain Color Cathode-Ray Television 0201 Picture Tubes 0201 0000 ANNEX 308.3: Most-Favored-Nation Duty-Free Treatment 0201 of Local Network Apparatus 0201 0000 ANNEX 310.1: Existing Customs User Fees 0201 Section A - Mexico 0201 Section B - United States 0201 0000 ANNEX 311: Country of Origin Marking 0201 0000 ANNEX 312.2: Wine and Distilled Spirits 0201 Section A - Canada and the United States 0201 Section B - Canada and Mexico 0201 0000 ANNEX 313: Distinctive Products 0201 0000 ANNEX 314: Export Taxes 0201 - Mexico 0201 0000 ANNEX 315: Other Export Measures 0201 0000 ANNEX 300-A: Trade and Investment in the 0202 Automotive Sector 0202 0000 Appendix 300-A.1: Canada 0202 Appendix 300-A.2: Mexico 0202 Appendix 300-A.3: United States - Corporate 0202 Average Fuel Economy 0202 0000 ANNEX 300-B: Textile and Apparel Goods 0203 Section 1: Scope and Coverage 0203 Section 2: Tariff Elimination 0203 Section 3: Import and Export Prohibitions, 0203 Restrictions and Consultation Levels 0203 Section 4: Bilateral Emergency Actions 0203 (Tariff Actions) 0203 Section 5: Bilateral Emergency Actions 0203 (Quantitative Restrictions) 0203 Section 6: Special Provisions 0203 Section 7: Review and Revision of Rules of Origin 0203 Section 8: Labelling Requirements 0203 Section 9: Trade in Worn Clothing and Other Worn 0203 Articles 0203 Section 10: Definitions 0203 0000 Appendix 1.1: List of Goods Covered by Annex 300-B 0203 0000 Appendix 2.1: Tariff Elimination 0203 A. Trade Between Canada and the United States 0203 B. Trade Between Mexico and the United States 0203 C. Trade Between Canada and Mexico 0203 D. Trade Between All Parties 0203 0000 Schedule 2.1.B: Exceptions to Tariff Phase-out 0203 Formula Specified in Appendix 2.1 0203 0000 Appendix 2.4: Tariff Elimination on Certain Textile 0203 and Apparel Goods 0203 0000 Appendix 3.1: Administration of Import and Export 0203 Prohibitions, Restrictions and 0203 Consultation Levels 0203 A. Trade between Canada and Mexico and between 0203 Mexico and the United States 0203 B. Trade Between Mexico and the United States 0203 C. Schedules 0203 0000 Schedule 3.1.1: Schedule for the Elimination of 0203 Restrictions and Consultation Levels 0203 on Exports from Mexico and the 0203 United States 0203 A. Special Regime (SR) Goods 0203 B. Non-Originating Goods 0203 0000 Schedule 3.1.2: Restrictions and Consultation Levels 0203 on Exports from Mexico to the United 0203 States 0203 0000 Schedule 3.1.3: Conversion Factors 0203 0000 Appendix 5.1: Bilateral Emergency Actions 0203 (Quantitative Restrictions) 0203 0000 Appendix 6: Special Provisions 0203 A. Rules Applicable to Certain Carpets and 0203 Sweaters 0203 B. Preferential Tariff Treatment for 0203 Non-Originating Goods of Another Party 0203 0000 Schedule 6.B.1: Preferential Tariff Treatment for 0203 Non-Originating Apparel and Made-Up 0203 Goods 0203 0000 Schedule 6.B.2: Preferential Tariff Treatment for 0203 Non-Originating Cotton or Man-made 0203 Fabrics and Made-Up Goods 0203 0000 Schedule 6.B.3: Preferential Tariff Treatment for 0203 Non-Originating Cotton or Man-made 0203 Fiber Spun Yarn 0203 0000 Appendix 10.1: Country-Specific Definitions 0203 0000 Chapter Four: Rules of Origin 0204 0000 Article 401: Originating Goods 0204 Article 402: Regional Value Content 0204 Article 403: Automotive Goods 0204 Article 404: Accumulation 0204 Article 405: De Minimis 0204 Article 406: Fungible Goods and Materials 0204 Article 407: Accessories, Spare Parts, and Tools 0204 Article 408: Indirect Materials 0204 Article 409: Packaging Materials and Containers for 0204 Retail Sale 0204 Article 410: Packing Materials and Containers for 0204 Shipment 0204 Article 411: Transshipment 0204 Article 412: Non-Qualifying Operations 0204 Article 413: Interpretation and Application 0204 Article 414: Consultation and Modifications 0204 Article 415: Definitions 0204 0000 ANNEX 403.1: List of Tariff Provisions for Article 0204 403(1) 0204 0000 ANNEX 403.2: List of Components and Materials 0204 0000 ANNEX 403.3: Regional Value-Content Calculation for 0204 CAMI 0204 0000 Chapter Five: Customs Procedures 0205 0000 Section A - Certification of Origin 0205 Article 501: Certificate of Origin 0205 Article 502: Obligations Regarding Importations 0205 Article 503: Exceptions 0205 Article 504: Obligations Regarding Exportations 0205 0000 Section B - Administration and Enforcement 0205 Article 505: Records 0205 Article 506: Origin Verifications 0205 Article 507: Confidentiality 0205 Article 508: Penalties 0205 0000 Section C - Advance Rulings 0205 Article 509: Advance Rulings 0205 0000 Section D - Review and Appeal of Origin Determinations 0205 and Advance Rulings 0205 Article 510: Review and Appeal 0205 0000 Section E - Uniform Regulations 0205 Article 511: Uniform Regulations 0205 0000 Section F - Cooperation 0205 Article 512: Cooperation 0205 Article 513: Working Group and Customs Subgroup 0205 Article 514: Definitions 0205 0000 Chapter Six: Energy and Basic Petrochemicals 0206 0000 Article 601: Principles 0206 Article 602: Scope and Coverage 0206 Article 603: Import and Export Restrictions 0206 Article 604: Export Taxes 0206 Article 605: Other Export Measures 0206 Article 606: Energy Regulatory Measures 0206 Article 607: National Security Measures 0206 Article 608: Miscellaneous Provisions 0206 Article 609: Definitions 0206 0000 ANNEX 602.3: Reservations and Special Provisions 0206 0000 ANNEX 603.6: Exceptions to Article 603 0206 0000 ANNEX 605: Exception to Article 605 0206 0000 ANNEX 607: National Security 0206 0000 ANNEX 608.2: Other Agreements 0206 0000 Chapter Seven: Agriculture and Sanitary and 0207 Phytosanitary Measures 0207 0000 Section A: Agriculture 0207 0000 Article 701: Scope and Coverage 0207 Article 702: International Obligations 0207 Article 703: Market Access 0207 Article 704: Domestic Support 0207 Article 705: Export Subsidies 0207 Article 706: Committee on Agricultural Trade 0207 Article 707: Advisory Committee on Private 0207 Commercial Disputes regarding 0207 Agricultural Goods 0207 Article 708: Definitions 0207 0000 ANNEX 702.1: Incorporation of Trade Provisions 0207 0000 ANNEX 702.3: Intergovernmental Coffee Agreement 0207 0000 ANNEX 703.2: Market Access 0207 Section A: Mexico and the United States 0207 Section B: Canada and Mexico 0207 Section C: Definitions 0207 0000 Appendix 703.2.A.4: Goods not Subject to 0207 Annex 703.2.A.4 0207 - Schedule of Mexico 0207 - Schedule of the United States 0207 0000 Appendix 703.2.A.13: Determination and Adjustment 0207 of Net Production Surplus 0207 0000 Appendix 703.2.B.7: Dairy, Poultry and Egg Goods 0207 - Schedule of Canada 0207 - Schedule of Mexico 0207 0000 ANNEX 703.3: Special Safeguard Goods 0207 Section A: Canadian Special Safeguard Goods 0207 Section B: Mexico 0207 Section C: United States 0207 0000 Section B: Sanitary and Phytosanitary Measures 0207 0000 Article 709: Scope and Coverage 0207 Article 710: Relation to Other Chapters 0207 Article 711: Reliance on Non-Governmental Entities 0207 Article 712: Basic Rights and Obligations 0207 Article 713: International Standards and 0207 Standardizing Organizations 0207 Article 714: Equivalence 0207 Article 715: Risk Assessment and Appropriate Level 0207 of Protection 0207 Article 716: Adaptation to Regional Conditions 0207 Article 717: Control, Inspection and Approval 0207 Procedures 0207 Article 718: Notification, Publication and 0207 Provision of Information 0207 Article 719: Inquiry Points 0207 Article 720: Technical Cooperation 0207 Article 721: Limitations on the Provision of 0207 Information 0207 Article 722: Committee on Sanitary and 0207 Phytosanitary Measures 0207 Article 723: Technical Consultations 0207 Article 724: Definitions 0207 0000 Chapter Eight: Emergency Action 0208 0000 Article 801: Bilateral Action 0208 Article 802: Global Actions 0208 Article 803: Administration of Emergency Action 0208 Proceedings 0208 0000 ANNEX 801.1: Bilateral Action 0208 0000 ANNEX 803.3: Administration of Emergency Action 0208 Proceeding 0208 0000 ANNEX 805: Country-Specific Definition 0208 0000 PART THREE: TECHNICAL BARRIERS TO TRADE 0301 0000 Chapter Nine: Standards-Related Measures 0301 0000 Article 901: Scope and Coverage 0301 Article 902: Extent of Obligations 0301 Article 903: Affirmation of Agreement on Technical 0301 Barriers to Trade and Other Agreements 0301 Article 904: Basic Rights and Obligations 0301 Article 905: Use of International Standards 0301 Article 906: Compatibility and Equivalence 0301 Article 907: Assessment of Risk 0301 Article 908: Conformity Assessment 0301 Article 909: Notification, Publication, and 0301 Provision of Information 0301 Article 910: Inquiry Points 0301 Article 911: Technical Cooperation 0301 Article 912: Limitations on the Provision of 0301 Information 0301 Article 913: Committee on Standards-Related Measures 0301 Article 914: Technical Consultations 0301 Article 915: Definitions 0301 0000 ANNEX 908.2: Transitional Rules for Conformity 0301 Assessment Procedures 0301 0000 ANNEX 913.5.a-1: Land Transportation Standards 0301 Subcommittee 0301 0000 ANNEX 913.5.a-2: Telecommunications Standards 0301 Subcommittee 0301 0000 ANNEX 913.5.a-3: Automotive Standards Council 0301 0000 ANNEX 913.5.a-4: Subcommittee on Labelling of 0301 Textiles and Apparel Goods 0301 0000 PART FOUR: GOVERNMENT PROCUREMENT 0401 0000 Chapter Ten: Government Procurement 0401 0000 Section A: Scope and Coverage and National Treatment 0401 Article 1001: Scope and Coverage 0401 Article 1002: Valuation of Contracts 0401 Article 1003: National Treatment and 0401 Non-Discrimination 0401 Article 1004: Rules of Origin 0401 Article 1005: Denial of Benefits 0401 Article 1006: Prohibition of Offsets 0401 Article 1007: Technical Specifications 0401 0000 Section B: Tendering Procedures 0401 Article 1008: Tendering Procedures 0401 Article 1009: Qualification of Suppliers 0401 Article 1010: Invitation to Participate 0401 Article 1011: Selective Tendering Procedures 0401 Article 1012: Time Limits for Tendering and 0401 Delivery 0401 Article 1013: Tender Documentation 0401 Article 1014: Negotiation Disciplines 0401 Article 1015: Submission, Receipts and Opening 0401 Tenders and Awarding of Contracts 0401 Article 1016: Limited Tendering Procedures 0401 0000 Section C: Bid Challenge 0401 Article 1017: Bid Challenge 0401 0000 Section D: General Provisions 0401 Article 1018: Exceptions 0401 Article 1019: Provision of Information 0401 Article 1020: Technical Cooperation 0401 Article 1021: Joint Programs for Small Business 0401 Article 1022: Rectifications or Modifications 0401 Article 1023: Divestiture of Entities 0401 Article 1024: Further Negotiations 0401 Article 1025: Definitions 0401 0000 ANNEX 1001.1a-1: Federal Government Entities 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 ANNEX 1001.1a-2: Government Enterprises 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 ANNEX 1001.1a-3: State and Provincial Government 0401 Entities 0401 0000 ANNEX 1001.1b-1: Goods 0401 Section A: General Provisions 0401 Section B: List of Certain Goods 0401 0000 ANNEX 1001.1b-2: Services 0401 Section A: General Provisions 0401 Section B: Excluded Coverage 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 Appendix 1001.1b-2-A: Temporary Schedule of 0401 Services for Mexico 0401 0000 Appendix 1001.1b-2-B: Common Classification System 0401 - Services 0401 0000 ANNEX 1001.1b-3: Construction Services 0401 Section A: General Provisions 0401 Section B: Excluded Coverage 0401 - Schedule of Canada 0401 - Schedule of the United States 0401 0000 Appendix 1001.1b-3-A: Common Classification System 0401 - Construction Work Codes 0401 0000 ANNEX 1001.1c: Indexation and Conversion of Thresholds 0401 0000 ANNEX 1001.2a: Transitional Provisions for Mexico 0401 0000 ANNEX 1001.2b: General Notes 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 ANNEX 1001.2c: Country-Specific Thresholds 0401 0000 ANNEX 1010.1: Publications 0401 Section A: Publications for Notices of Procurement 0401 in Accordance with Article 1010 0401 (Invitation to Participate) 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 Section B: Publications for Measures in Accordance 0401 with Article 1019 (Provision of 0401 Information) 0401 - Schedule of Canada 0401 - Schedule of Mexico 0401 - Schedule of the United States 0401 0000 PART FIVE: INVESTMENT, SERVICES AND RELATED MATTERS 0501 0000 Chapter Eleven: Investment 0501 0000 Section A: Investment 0501 Article 1101: Scope and Coverage 0501 Article 1102: National Treatment 0501 Article 1103: Most-Favored-Nation Treatment 0501 Article 1104: Standard of Treatment 0501 Article 1105: Minimum Standard of Treatment 0501 Article 1106: Performance Requirements 0501 Article 1107: Senior Management and Boards of 0501 Directors 0501 Article 1108: Reservations and Exceptions 0501 Article 1109: Transfers 0501 Article 1110: Expropriation and Compensation 0501 Article 1111: Special Formalities and Information 0501 Requirements 0501 Article 1112: Relation to Other Chapters 0501 Article 1113: Denial of Benefits 0501 Article 1114: Environmental Measures 0501 0000 Section B: Settlement of Disputes between a Party 0501 and an Investor of Another Party 0501 Article 1115: Purpose 0501 Article 1116: Claim by an Investor of a Party on 0501 Its Own Behalf 0501 Article 1117: Claim by an Investor of a Party on 0501 Behalf of an Enterprise 0501 Article 1118: Settlement of a Claim through 0501 Consultation and Negotiation 0501 Article 1119: Notice of Intent to Submit a Claim 0501 to Arbitration 0501 Article 1120: Submission of a Claim to Arbitration 0501 Article 1121: Conditions Precedent to Submission 0501 of a Claim to Arbitration 0501 Article 1122: Consent to Arbitration 0501 Article 1123: Number of Arbitrators and Method of 0501 Appointment 0501 Article 1124: Constitution of a Tribunal When a 0501 Party Fails to Appoint an Arbitrator 0501 or the Disputing Parties Are Unable 0501 to Agree on a Presiding Arbitrator 0501 Article 1125: Agreement to Appointment of 0501 Arbitrators 0501 Article 1126: Consolidation 0501 Article 1127: Notice 0501 Article 1128: Participation by a Party 0501 Article 1129: Documents 0501 Article 1130: Place of Arbitration 0501 Article 1131: Governing Law 0501 Article 1132: Interpretation of Annexes 0501 Article 1133: Expert Reports 0501 Article 1134: Interim Measures of Protection 0501 Article 1135: Final Award 0501 Article 1136: Finality and Enforcement of an 0501 Award 0501 Article 1137: General 0501 Article 1138: Exclusions 0501 0000 Section C: Definitions 0501 Article 1139: Definitions 0501 0000 ANNEX 1120.1: Submission of a Claim to Arbitration 0501 - Mexico 0501 0000 ANNEX 1137.2: Service of Documents on a Party Under 0501 Section B 0501 0000 ANNEX 1137.4: Publication of an Award 0501 - Canada 0501 - Mexico 0501 - United States 0501 0000 ANNEX 1138.2: Exclusions from Dispute Settlement 0501 - Canada 0501 - Mexico 0501 0000 Chapter Twelve: Cross-Border Trade in Services 0502 0000 Article 1201: Scope and Coverage 0502 Article 1202: National Treatment 0502 Article 1203: Most-Favored-Nation Treatment 0502 Article 1204: Standard of Treatment 0502 Article 1205: Local Presence 0502 Article 1206: Reservations 0502 Article 1207: Quantitative Restrictions 0502 Article 1208: Liberalization of Non-Discriminatory 0502 Measures 0502 Article 1209: Procedures 0502 Article 1210: Licensing and Certification 0502 Article 1211: Denial of Benefits 0502 Article 1212: Sectoral Annex 0502 Article 1213: Definitions 0502 0000 ANNEX 1210.5: Professional Services 0502 Section A: Professional Services 0502 Section B: Foreign Legal Consultants 0502 Section C: Temporary Licensing of Engineers 0502 0000 Appendix 1210.5-C: Civil Engineers 0502 0000 ANNEX 1212: Land Transportation 0502 0000 Chapter Thirteen: Telecommunications 0503 0000 Article 1301: Scope and Coverage 0503 Article 1302: Access to and Use of Public 0503 Telecommunications Transport Networks 0503 and Services 0503 Article 1303: Conditions for the Provision of 0503 Enhanced or Value-Added Services 0503 Article 1304: Standards-Related Measures 0503 Article 1305: Monopolies 0503 Article 1306: Transparency 0503 Article 1307: Relation to Other Chapters 0503 Article 1308: Relation to International Organizations 0503 and Agreements 0503 Article 1309: Technical Cooperation and Other 0503 Consultations 0503 Article 1310: Definitions 0503 0000 ANNEX 1310: Conformity Assessment Procedures 0503 - For Canada 0503 - For Mexico 0503 - For the United States 0503 0000 Chapter Fourteen: Financial Services 0504 0000 Article 1401: Scope and Coverage 0504 Article 1402: Self-Regulatory Organizations 0504 Article 1403: Establishment of Financial Institutions 0504 Article 1404: Cross-Border Trade 0504 Article 1405: National Treatment 0504 Article 1406: Most-Favored-Nation Treatment 0504 Article 1407: New Financial Services and Data 0504 Processing 0504 Article 1408: Senior Management and Boards of 0504 Directors 0504 Article 1409: Reservations and Specific Commitments 0504 Article 1410: Exceptions 0504 Article 1411: Transparency 0504 Article 1412: Financial Services Committee 0504 Article 1413: Consultations 0504 Article 1414: Dispute Settlement 0504 Article 1415: Investment Disputes in Financial 0504 Services 0504 Article 1416: Definitions 0504 0000 ANNEX 1401.4: Country-Specific Commitments 0504 0000 ANNEX 1403.3: Review of Market Access 0504 0000 ANNEX 1404.4: Consultations on Liberalization of 0504 Cross-Border Trade 0504 0000 ANNEX 1409.1: Provincial and State Reservations 0504 0000 ANNEX 1412.1: Authorities Responsible for Financial 0504 Services 0504 0000 ANNEX 1413.6: Further Consultations and Arrangements 0504 0000 Chapter Fifteen: Competition Policy, Monopolies and State 0505 Enterprises 0505 0000 Article 1501: Competition Law 0505 Article 1502: Monopolies and State Enterprises 0505 Article 1503: State Enterprises 0505 Article 1504: Working Group on Trade and Competition 0505 Article 1505: Definitions 0505 0000 ANNEX 1505: Country-Specific Definitions of State 0505 Enterprises 0505 0000 Chapter Sixteen: Temporary Entry for Business Persons 0506 0000 Article 1601: General Principles 0506 Article 1602: General Obligations 0506 Article 1603: Grant of Temporary Entry 0506 Article 1604: Provision of Information 0506 Article 1605: Working Group 0506 Article 1606: Dispute Settlement 0506 Article 1607: Relation to Other Chapters 0506 Article 1608: Definitions 0506 0000 ANNEX 1603: Temporary Entry for Business Persons 0506 Section A: Business Visitors 0506 Section B: Traders and Investors 0506 Section C: Intra-Company Transferees 0506 Section D: Professionals 0506 0000 Appendix 1603.A.1: Business Visitors 0506 0000 Appendix 1603.A.3: Existing Immigration Measures 0506 0000 Appendix 1603.D.1: Professionals 0506 0000 Appendix 1603.D.4: United States 0506 0000 ANNEX 1604.2: Provision of Information 0506 0000 ANNEX 1608: Country-Specific Definitions 0506 0000 0000 PART SIX: INTELLECTUAL PROPERTY 0601 0000 Chapter Seventeen: Intellectual Property 0601 0000 Article 1701: Nature and Scope of Obligations 0601 Article 1702: More Extensive Protection 0601 Article 1703: National Treatment 0601 Article 1704: Control of Abusive or Anticompetitive 0601 Practices or Conditions 0601 Article 1705: Copyright 0601 Article 1706: Sound Recordings 0601 Article 1707: Protection of Encrypted Program- 0601 Carrying Satellite Signals 0601 Article 1708: Trademarks 0601 Article 1709: Patents 0601 Article 1710: Layout Designs of Semiconductor 0601 Integrated Circuits 0601 Article 1711: Trade Secrets 0601 Article 1712: Geographical Indications 0601 Article 1713: Industrial Designs 0601 Article 1714: Enforcement of Intellectual Property 0601 Rights: General Provisions 0601 Article 1715: Specific Procedural and Remedial 0601 Aspects of Civil and Administrative 0601 Procedures 0601 Article 1716: Provisional Measures 0601 Article 1717: Criminal Procedures and Penalties 0601 Article 1718: Enforcement of Intellectual Property 0601 Rights at the Border 0601 Article 1719: Cooperation and Technical Assistance 0601 Article 1720: Protection of Existing Subject Matter 0601 Article 1721: Definitions 0601 0000 ANNEX 1701.3: Intellectual Property Conventions 0601 0000 ANNEX 1705.7: Copyright 0601 0000 ANNEX 1710.9: Layout Design 0601 0000 ANNEX 1718.14: Enforcement of Intellectual Property 0601 Rights 0601 0000 PART SEVEN: ADMINISTRATIVE AND INSTITUTIONAL PROVISIONS 0701 0000 Chapter Eighteen: Publication, Notification, and 0701 Administration of Laws 0701 0000 Article 1801: Contact Points 0701 Article 1802: Publication 0701 Article 1803: Notification and Provision of 0701 Information 0701 Article 1804: Administrative Proceedings 0701 Article 1805: Review and Appeal 0701 Article 1806: Definitions 0701 0000 Chapter Nineteen: Review and Dispute Settlement in 0702 Antidumping and Countervailing Duty 0702 Matters 0702 0000 Article 1901: General Provisions 0702 Article 1902: Retention of Domestic Antidumping Law 0702 and Countervailing Duty Law 0702 Article 1903: Review of Statutory Amendments 0702 Article 1904: Review of Final Antidumping and 0702 Countervailing Duty Determinations 0702 Article 1905: Safeguarding the Panel Review System 0702 Article 1906: Prospective Application 0702 Article 1907: Consultations 0702 Article 1908: Special Secretarial Provisions 0702 Article 1909: Code of Conduct 0702 Article 1910: Miscellaneous 0702 Article 1911: Definitions 0702 0000 ANNEX 1901.2: Establishment of Binational Panels 0702 0000 ANNEX 1903.2: Panel Procedures Under Article 1903 0702 0000 ANNEX 1904.13: Extraordinary Challenge Procedure 0702 0000 ANNEX 1904.15: Amendments to Domestic Laws 0702 - Schedule of Canada 0702 - Schedule of Mexico 0702 - Schedule of the United States 0702 0000 ANNEX 1905.6: Special Committee Procedures 0702 0000 ANNEX 1911: Country-Specific Definitions 0702 0000 Chapter Twenty: Institutional Arrangements and Dispute 0703 Settlement Procedures 0703 0000 Section A: Institutions 0703 Article 2001: The Free Trade Commission 0703 Article 2002: The Secretariat 0703 0000 Section B: Dispute Settlement 0703 Article 2003: Cooperation 0703 Article 2004: Recourse to Dispute Settlement 0703 Procedures 0703 Article 2005: GATT Dispute Settlement 0703 Article 2006: Consultations 0703 Article 2007: Commissions - Good Offices, 0703 Conciliation, and Mediation 0703 Article 2008: Request for an Arbitral Panel 0703 Article 2009: Roster 0703 Article 2010: Qualifications of Panelists 0703 Article 2011: Panel Selection 0703 Article 2012: Rules of Procedure 0703 Article 2013: Third Party Participation 0703 Article 2014: Role of Experts 0703 Article 2015: Scientific Review Boards 0703 Article 2016: Initial Report 0703 Article 2017: Final Report 0703 Article 2018: Implementation of Final Report 0703 Article 2019: Non-Implementation - Suspension of 0703 Benefits 0703 0000 Section C: Domestic Proceedings and Private 0703 Commercial Dispute Settlement 0703 0000 Article 2020: Referrals of Matters from Judicial 0703 or Administrative Proceedings 0703 Article 2021: Private Rights 0703 Article 2022: Alternative Dispute Resolution 0703 0000 ANNEX 2001.2: Committees and Working Groups 0703 0000 ANNEX 2002.2: Remuneration and Payment of Expenses 0703 0000 ANNEX 2004: Nullification and Impairment 0703 0000 PART EIGHT: OTHER PROVISIONS 0801 0000 Chapter Twenty-One: Exceptions 0801 0000 Article 2101: General Exceptions 0801 Article 2102: National Security 0801 Article 2103: Taxation 0801 Article 2104: Balance of Payments 0801 Article 2105: Disclosure of Information 0801 Article 2106: Cultural Industries 0801 Article 2107: Definitions 0801 0000 ANNEX 2103.4: Specific Taxation Measures 0801 0000 ANNEX 2103.6: Competent Authorities 0801 0000 ANNEX 2106: Cultural Industries 0801 0000 Chapter Twenty-Two: Final Provisions 0802 0000 Article 2201: Annexes 0802 Article 2202: Amendments 0802 Article 2203: Entry into Force 0802 Article 2204: Accession 0802 Article 2205: Withdrawal 0802 Article 2206: Authentic Texts 0802 0000 Closing Page 0901 0000 NOTES 0902 0000 VOLUME II 1001 Title Page 1001 Table of Contents 1001 0000 ANNEX 401 - Specific Rules of Origin 1101 Section A: General Interpretative Note 1101 0000 Section B: Specific Rules of Origin 1201 0000 Section I: Live Animals; Animal Products 1201 0000 Chapter 1: Live Animals 1201 Chapter 2: Meat and Edible Meat Offal 1201 Chapter 3: Fish and Crustaceans, Molluscs and 1201 Other Aquatic Invertebrates 1201 Chapter 4: Dairy Products; Birds' Eggs; Natural 1201 Honey; Edible Products of Animal 1201 Origin, Not Elsewhere Specified or 1201 Included 1201 Chapter 5: Products of Animal Origin, Not 1201 Elsewhere Specified or Included 1201 0000 Section II: Vegetable Products 1202 0000 Chapter 6: Live Trees and Other Plants; Bulbs, 1202 Roots and the Like; Cut Flowers and 1202 Ornamental Foliage 1202 Chapter 7: Edible Vegetables and Certain Roots and 1202 Tubers 1202 Chapter 8: Edible Fruit and Nuts; Peel of Citrus 1202 Fruit or Melons 1202 Chapter 9: Coffee, Tea, Mate, and Spices 1202 Chapter 10: Cereals 1202 Chapter 11: Products of the Milling Industry; Malt; 1202 Starches; Inulin; Wheat Gluten 1202 Chapter 12: Oil Seeds and Oleaginous Fruits; 1202 Miscellaneous Grains, Seeds and Fruit; 1202 Industrial or Medicinal Plants; Straw 1202 and Fodder 1202 Chapter 13: Lac; Gums, Resins and Other Vegetable 1202 Saps and Extracts 1202 Chapter 14: Vegetable Plaiting Materials; Vegetable 1202 Products Not Elsewhere Specified or 1202 Included 1202 0000 Section III: Animal or Vegetable Fats and Oils and 1203 Their Cleavage Products; Prepared Edible 1203 Fats; Animal or Vegetable Waxes 1203 0000 Chapter 15: Animal or Vegetable Fats and Oils and 1203 Their Cleavage Products; Prepared 1203 Edible Fats; Animal or Vegetable Waxes 1203 0000 Section IV: Prepared Foodstuffs; Beverages, Spirits 1204 and Vinegar; Tobacco and Manufactured 1204 Tobacco Substitutes 1204 0000 Chapter 16: Preparations of Meat, of Fish or of 1204 Crustaceans, Molluscs or Other Aquatic 1204 Invertebrates 1204 Chapter 17: Sugars and Sugar Confectionery 1204 Chapter 18: Cocoa and Cocoa Preparations 1204 Chapter 19: Preparations of Cereals, Flour, Starch 1204 or Milk; Pastrycooks' Products 1204 Chapter 20: Preparations of Vegetables, Fruit, Nuts 1204 or Other Parts of Plants 1204 Chapter 21: Miscellaneous Edible Preparations 1204 Chapter 22: Beverages, Spirits and Vinegar 1204 Chapter 23: Residues and Wastes From the Food 1204 Industries; Prepared Animal Fodder 1204 Chapter 24: Tobacco and Manufactured Tobacco 1204 Substitutes 1204 0000 Section V: Mineral Products 1205 0000 Chapter 25: Salt; Sulphur; Earths and Stone; 1205 Plastering Materials, Lime and Cement 1205 Chapter 26: Ores, Slag and Ash 1205 Chapter 27: Mineral Fuels, Mineral Oils and Products 1205 of Their Distillation; Bituminous 1205 Substances; Mineral Waxes 1205 0000 Section VI: Products of the Chemical or Allied 1206 Industries 1206 0000 Chapter 28: Inorganic Chemicals; Organic or 1206 Inorganic Compounds of Precious Metals, 1206 of Rare-Earth Metals, of Radioactive 1206 Elements or of Isotopes 1206 Chapter 29: Organic Chemicals 1206 Chapter 30: Pharmaceutical Products 1206 Chapter 31: Fertilizers 1206 Chapter 32: Tanning or Dyeing Extracts; Tannins 1206 and Their Derivatives; Dyes, Pigments 1206 and Other Colouring Matter; Paints and 1206 Varnishes; Putty and Other Mastics; Inks 1206 Chapter 33: Essential Oils and Resiniods; Perfumery, 1206 Cosmetic or Toilet Preparations 1206 Chapter 34: Soap, Organic Surface-active Agents, 1206 Washing Preparations, Lubricating 1206 Preparations, Artificial Waxes, 1206 Prepared Waxes, Polishing or Scouring 1206 Preparations, Candles and Similar 1206 Articles, Modelling Pastes, "Dental 1206 Waxes" and Dental Preparations with a 1206 Basis of Plaster 1206 Chapter 35: Albuminoidal Substances; Modified 1206 Starches; Glues; Enzymes 1206 Chapter 36: Explosives; Pyrotechnic Products; 1206 Matches; Pyrophoric Alloys; Certain 1206 Combustible Preparations 1206 Chapter 37: Photographic or Cinematographic Goods 1206 Chapter 38: Miscellaneous Chemical Products 1206 0000 Section VII: Plastics and Articles Thereof; Rubber 1207 and Articles Thereof 1207 0000 Chapter 39: Plastics and Articles Thereof 1207 Chapter 40: Rubber and Articles Thereof 1207 0000 Section VIII: Raw Hides and Skins, Leather, Furskins 1208 and Articles Thereof; Saddlery and 1208 Harness; Travel Goods, Handbags and 1208 Similar Containers; Articles of Animal 1208 Gut (Other Than Silk Worm Gut) 1208 0000 Chapter 41: Raw Hides and Skins (Other Than 1208 Furskins) and Leather 1208 Chapter 42: Articles of Leather; Saddlery and 1208 Harness; Travel Goods, Handbags and 1208 Similar Containers; Articles of Animal 1208 Gut (Other Than Silk Worm Gut) 1208 Chapter 43: Furskins and Artificial Fur; 1208 Manufactures Thereof 1208 0000 Section IX: Wood and Articles of Wood; Wood Charcoal; 1209 Cork and Articles of Cork; Manufactures 1209 of Straw, of Esparto or of Other Plaiting 1209 Materials; Basketware and Wickerwork 1209 0000 Chapter 44: Wood and Articles of Wood; Wood Charcoal 1209 Chapter 45: Cork and Articles of Cork 1209 Chapter 46: Manufactures of Straw, of Esparto or 1209 of Other Plaiting Materials, 1209 Basketware and Wickerwork 1209 0000 Section X: Pulp Wood or of Other Fibrous Cellulosic 1210 Material; Waste and Scrap of Paper or 1210 Paperboard; Paper and Paperboard; Paper 1210 and Paperboard and Articles Thereof 1210 0000 Chapter 47: Pulp of Wood or of Other Fibrous 1210 Cellulosic Material; Waste and Scrap 1210 of Paper or Paperboard 1210 Chapter 48: Paper and Paperboard; Articles of Paper 1210 Pulp, of Paper or of Paperboard 1210 Chapter 49: Printed Books, Newspapers, Pictures 1210 and Other Products of the Printing 1210 Industry; Manuscripts, Typescripts and 1210 Plans 1210 0000 Section XI: Textiles and Textile Articles 1211 0000 Chapter 50: Silk 1211 Chapter 51: Wool, Fine or Coarse Animal Hair; 1211 Horsehair Yarn and Woven Fabric 1211 Chapter 52: Cotton 1211 Chapter 53: Other Vegetable Textile Fibers; Paper 1211 Yarn and Woven Fabrics of Paper Yarn 1211 Chapter 54: Man-Made Filaments 1211 Chapter 55: Man-Made Staple Fibers 1211 Chapter 56: Wadding, Felt and Nonwovens; Special 1211 Yarns; Twine, Cordage, Ropes and Cables 1211 and Articles Thereof 1211 Chapter 57: Carpets and Other Textile Floor Coverings 1211 Chapter 58: Special Woven Fabrics; Tufted Textile 1211 Fabrics; Lace; Tapestries; Trimmings; 1211 Embroidery 1211 Chapter 59: Impregnated, Coated, Covered or Laminated 1211 Textile Fabrics; Textile Articles of a 1211 Kind Suitable For Industrial Use 1211 Chapter 60: Knitted or Crocheted Fabrics 1211 Chapter 61: Articles of Apparel and Clothing 1211 Accessories, Knitted or Crocheted 1211 Chapter 62: Articles of Apparel and Clothing 1211 Accessories, Not Knitted or Crocheted 1211 Chapter 63: Other Made up Textiles; Sets; Worn 1211 Clothing and Worn Textile Articles; Rags 1211 0000 Section XII: Footwear, Headgear, Umbrellas, Sun 1212 Umbrellas, Walking-Sticks, Seat-Sticks, 1212 Whips, Riding-Crops and Parts Thereof; 1212 Prepared Feathers and Articles Made 1212 Therewith; Artificial Flowers; Articles 1212 of Human Hair 1212 0000 Chapter 64: Footwear, Gaiters and The Like; Parts 1212 of Such Articles 1212 Chapter 65: Headgear and Parts Thereof 1212 Chapter 66: Umbrellas, Sun Umbrellas, Walking-Sticks, 1212 Seat-Sticks, Whips, Riding-Crops and 1212 Parts Thereof 1212 Chapter 67: Prepared Feathers and Down and Articles 1212 Made of Feathers or Of Down; Artificial 1212 Flowers; Articles of Human Hair 1212 0000 Section XIII: Articles of Stone, Plaster, Cement, 1213 Asbestos, Mica or Similar Materials; 1213 Ceramic Products; Glass and Glassware 1213 0000 Chapter 68: Articles of Stone, Plaster, Cement, 1213 Asbestos, Mica or Similar Materials 1213 Chapter 69: Ceramic Products 1213 Chapter 70: Glass and Glassware 1213 0000 Section XIV: Natural or Cultured Pearls, Precious or 1214 Semi-precious Stones, Precious Metals, 1214 Metals Clad with Precious Metal, and 1214 Articles Thereof; Imitation Jewellery; 1214 Coin 1214 0000 Chapter 71: Natural or Cultured Pearls, Precious or 1214 Semi-precious Stones, Precious Metals, 1214 Metals Clad with Precious Metal, and 1214 Articles Thereof; Imitation Jewellery; 1214 Coin 1214 0000 Section XV: Base Metals and Articles of Base Metal 1215 0000 Chapter 72: Iron and Steel 1215 Chapter 73: Articles of Iron or Steel 1215 Chapter 74: Copper and Articles Thereof 1215 Chapter 75: Nickel and Articles Thereof 1215 Chapter 76: Aluminum and Articles Thereof 1215 (Chapter 77 not found in original document) 1215 Chapter 78: Lead and Articles Thereof 1215 Chapter 79: Zinc and Articles Thereof 1215 Chapter 80; Tin and Articles Thereof 1215 Chapter 81: Other Base Metals; Cements; Articles 1215 Thereof 1215 Chapter 82: Tools, Implements, Cutlery, Spoons and 1215 Forks, of Base Metal; Parts Thereof of 1215 Base Metal 1215 Chapter 83: Miscellaneous Articles of Base Metal 1215 0000 Section XVI: Machinery and Mechanical Appliances; 1216 Electrical Equipment; Parts Thereof; 1216 Sound Recorders and Reproducers, 1216 Television Image and Sound Recorders 1216 and Reproducers, Parts and Accessories 1216 of Such Articles 1216 0000 Chapter 84: Nuclear Reactors, Boilers, Machinery 1216 and Mechanical Appliances; Parts Thereof 1216 Chapter 85: Electrical Machinery and Equipment and 1216 Parts Thereof; Sound Recorders and 1216 Reproducers, Television Image and Sound 1216 Recorders and Reproducers, and Parts 1216 and Accessories of Such Articles 1216 0000 Section XVII: Vehicles, Aircraft, Vessels and 1217 Associated Transport Equipment 1217 0000 Chapter 86: Railway or Tramway Locomotives, 1217 Rolling-Stock and Parts Thereof; 1217 Railway or Tramway Track Fixtures and 1217 Fittings and Parts Thereof; Mechanical 1217 (Including Electro-Mechanical) Traffic 1217 Signalling Equipment of all Kinds 1217 Chapter 87: Vehicles Other Than Railway or Tramway 1217 Rolling-Stock, and Parts and 1217 Accessories Thereof 1217 Chapter 88: Aircraft, Spacecraft, and Parts Thereof 1217 Chapter 89: Ships, Boats and Floating Structures 1217 0000 Section XVIII: Optical, Photographic, Cinematographic, 1218 Measuring, Checking, Precision, 1218 Medical or Surgical Instruments and 1218 Apparatus; Clocks and Watches; 1218 Musical Instruments; Parts and 1218 Accessories Thereof 1218 0000 Chapter 90: Optical, Photographic, Cinematographic, 1218 Measuring, Checking, Precision, 1218 Medical or Surgical Instruments and 1218 Apparatus; Parts and Accessories Thereof 1218 Chapter 91: Clocks and Watches and Parts Thereof 1218 Chapter 92: Musical Instruments; Parts and 1218 Accessories of Such Articles 0000 Section XIX: Arms and Ammunition; Parts and 1219 Accessories Thereof 1219 0000 Chapter 93: Arms and Ammunition; Parts and 1219 Accessories Thereof 1219 0000 Section XX: Miscellaneous Manufactured Articles 1220 0000 Chapter 94: Furniture; Bedding, Mattresses, 1220 Mattress Supports, Cushions and 1220 Similar Stuffed Furnishings; Lamps 1220 and Lighting Fittings, Not Elsewhere 1220 Specified or Included; Illuminated 1220 Signs, Illuminated Name-Plates and 1220 the Like; Prefabricated Buildings 1220 Chapter 95: Toys, Games and Sports Requisites; 1220 Parts and Accessories Thereof 1220 Chapter 96: Miscellaneous Manufactured Articles 1220 0000 Section XXI: Works of Art, Collectors' Pieces and 1221 Antiques 1221 0000 Chapter 97: Works of Art, Collectors' Pieces and 1221 Antiques 1221 0000 Table One: New Tariff Items for NAFTA 1301 0000 ANNEXES: Reservations and Exceptions for Chapter Eleven 1401 (Investment), Chapter Twelve (Cross-Border Trade 1401 in Service) and Chapter Fourteen (Financial 1401 Services) 1401 0000 ANNEX ONE: Reservations for Existing Measures and 1402 Liberalization Commitments (Chapters 1402 Eleven, Twelve, and Fourteen) 1402 - Schedule of Canada 1403 - Schedule of Mexico 1404 - Schedule of the United States 1405 0000 ANNEX TWO: Reservations for Future Measures 1501 (Chapters Eleven, Twelve, and Fourteen) 1501 - Schedule of Canada 1502 - Schedule of Mexico 1503 - Schedule of the United States 1504 0000 ANNEX THREE: Activities Reserved to the State 1601 (Chapter Eleven) 1601 - Schedule of Mexico 1602 0000 ANNEX FOUR: Exceptions from Most-Favored-Nation 1701 Treatment (Chapter Eleven) 1701 - Schedule of Canada 1702 - Schedule of Mexico 1703 - Schedule of the United States 1704 0000 ANNEX FIVE: Quantitative Restrictions (Chapter Twelve) 1801 - Schedule of Canada 1802 - Schedule of Mexico 1803 - Schedule of the United States 1804 0000 ANNEX SIX: Miscellaneous Commitments 1901 - Schedule of Canada 1902 - Schedule of Mexico 1903 - Schedule of the United States 1904 0000 ANNEX SEVEN: Reservations, Specific Commitments and 2001 Other Items (Chapter Fourteen) 2001 - Schedule of Canada 2002 - Schedule of Mexico 2003 - Section of the United States 2004